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Investment Management

Customized Investment Solutions

Eagle Strategies LLC, is a Registered Investment Adviser and an indirect, wholly owned subsidiary of New York Life Insurance Company, and is a provider of holistic investment advisory and financial planning services. Our financial advisors leverage Eagle’s sophisticated wealth management platform, comprised of many of today’s leading investment managers, to design customized investment solutions to help address their clients’ unique investment objectives and risk tolerance levels.  The breadth of investment knowledge of our Financial Advisors, coupled with the support of Eagle’s diverse team of investment experts, allows them to provide the continuous financial guidance needed to help clients achieve long-term financial success.

Investment Advisory

Managing your wealth requires a clear understanding of your overall investment objectives. Eagle's comprehensive investment advisory capabilities utilize a disciplined investment approach that looks beyond traditional asset allocation, while addressing important factors such as risk tolerance levels and investment time horizons, to provide a clearer picture of our clients’ overall wealth.

Financial Planning

A comprehensive financial analysis of assets, liabilities, cash flow, and investments helps us identify a clear path to our clients’ prosperous futures. We’ll craft a detailed financial plan that helps you have the right wealth accumulation and preservation strategy in place to achieve your long-term investment objectives. More importantly, we continuously monitor and adjust our clients’ financial plans to ensure that they remain aligned with their stated objectives.

Investment Advisory Services Offerings

Fund Advisory Program

This program combines the expertise of professional third party investment managers with the personalized service and guidance of the Financial Advisor. By analyzing your overall investment goals, risk tolerance levels, and liquidity needs, we’ll help you determine which investment portfolio allocation, consisting of an optimal blend of nonproprietary mutual funds and/or exchange-traded funds (ETFs) is most appropriate for your investment goals and specific situation.

Separately Managed Accounts

Separately Managed Accounts (“SMAs“) are a type of professionally managed investment accounts that invest in individual securities on a discretionary basis and provide clients with the flexibility of restricting the holdings of certain securities and tactically utilizing gains and losses for tax planning purposes. We will leverage Eagle’s robust offering of nonproprietary SMA strategies available through third-party money managers to either custom design a holistic investment portfolio or utilize individual strategies to address your specific allocation needs.

Rep Directed Program

This is an investment advisory program through which we will construct a customized portfolio of individual mutual funds, exchange traded funds (ETFs), and in some cases, individual securities, using the strategic asset allocation framework developed by Eagle Strategies and a leading institutional asset manager, or simply by us for you to review and approve.  We’ll seek to utilize an optimal blend of asset classes that helps maximize long-term returns, manage overall portfolio volatility and pursue investment objectives while remaining aligned with your risk profile.

All investment advisory services are offered through Eagle Strategies LLC, a registered investment adviser. All investments involve risk, including the potential loss of principal. 

Openwin Financial & Insurance Services Logo
20480 Pacifica Dr. Suite G
Cupertino, CA 95014

Call: 408-863-0306
Fax: 408-252-1005
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Disclosure

Chu Ling Hsiao is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AZ, CA (CA Insurance License #0B43293), CT, FL, GA, HI, IL, MA, MD, MI, MN, NJ, NM, NV, NY, OK, OR, PA, TX, VA, WA, and WI. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Chu Ling Hsiao is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Chu Ling Hsiao is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 20480 Pacifica Dr Ste G, Cupertino, CA, 95014, 408-863-0306. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, CT, MA, MD, MI, MN, NJ, NV, NY, TX, VA, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Chu Ling Hsiao is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AZ, CA, CT, MA, MD, MN, NJ, NV, NY, TX, VA, and WA. As such, these services are strictly intended for individuals residing in the states referenced.

Chu Ling Hsiao is a Member Agent of The Nautilus Group®, a service of New York Life Insurance Company.

The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.

Danny Li is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AL, CA (CA Insurance License #0H34176), CO, FL, HI, KS, MA, MO, MT, NY, OH, OK, OR, PA, TX, WA, and WI. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Danny Li is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Danny Li is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 4320 Hanwell Dr, Frisco, TX, 75034, 626-321-5504. In this regard, this communication is strictly intended for individuals residing in the states of AL, CA, CO, FL, HI, KS, NY, OH, OK, OR, TX, WA, and WI. No offers may be made or accepted from any resident outside the specific states referenced.

Danny Li is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AL, CA, CO, FL, HI, KS, NY, OH, OK, OR, TX, WA, and WI. As such, these services are strictly intended for individuals residing in the states referenced.

Lingfeng Lu is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AZ, CA (CA Insurance License #0M68520), MA, TX, and UT. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Lingfeng Lu is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Lingfeng Lu is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 1110 N Loop 336 W Ste 410, Conroe, TX, 77301, 480-275-0757. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, MA, and TX. No offers may be made or accepted from any resident outside the specific states referenced.

Lingfeng Lu is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AZ, CA, MA, TX, and UT. As such, these services are strictly intended for individuals residing in the states referenced.

Siew Poh Tong is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #4227108), NV, OR, and TX. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Siew Poh Tong is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Siew Poh Tong is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 2633 Camino Ramon Bishop Ranch Suite 525, San Ramon, CA, 94583, 510-307-6668. In this regard, this communication is strictly intended for individuals residing in the state of California. No offers may be made or accepted from any resident outside the specific state referenced.

Xin Wang is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #0H41528), FL, TX, and WA. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Xin Wang is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Xin Wang is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 10885 Ne 4th St Ste 1400, Bellevue, WA, 98004, 206-427-8860. In this regard, this communication is strictly intended for individuals residing in the states of CA, TX, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Xin Wang is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of CA, and WA. As such, these services are strictly intended for individuals residing in the states referenced.

Zikun Xu is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #4049074), CT, MA, MD, NJ, NY, PA, TX, and WA. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Zikun Xu is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Zikun Xu is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 420 Lexington Ave Fl 15, New York, NY, 10170. In this regard, this communication is strictly intended for individuals residing in the states of CA, FL, LA, MA, MD, NJ, NY, PA, TX, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Zikun Xu is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of CA, FL, LA, MA, MD, NJ, NY, PA, TX, and WA. As such, these services are strictly intended for individuals residing in the states referenced.

Wei Xue is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #2057846), IL, MA, MI, NY, RI, TX, and WA. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Wei Xue is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Wei Xue is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 201 Jones Rd Fl 5, Waltham, MA, 02451, 781-392-1718. In this regard, this communication is strictly intended for individuals residing in the states of CA, MA, NY, and TX. No offers may be made or accepted from any resident outside the specific states referenced.

Wei Xue is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of CA, MA, NY, and TX. As such, these services are strictly intended for individuals residing in the states referenced.

Wei Xue is a Member Agent of The Nautilus Group®, a service of New York Life Insurance Company.

Dongzhe Jin is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of CA (CA Insurance License #0K43192), FL, GA, MA, MI, MS, NC, NJ, NV, NY, TX, UT, and WA. No insurance business may be conducted outside the states referenced.

As a New York Life Agent, Dongzhe Jin is licensed and authorized to offer insurance in California, but OpenWin Financial & Insurance Services, LLC may not be. For additional information on California licensure status, please click here.

Dongzhe Jin is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 22875 Savi Ranch Pkwy Ste F, Yorba Linda, CA, 92887. In this regard, this communication is strictly intended for individuals residing in the states of CA, FL, NJ, NV, NY, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Dongzhe Jin is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of CA, FL, NJ, NV, NY, UT, and WA. As such, these services are strictly intended for individuals residing in the states referenced.

Dongzhe Jin is a Member Agent of The Nautilus Group®, a service of New York Life Insurance Company.

The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.

OpenWin Financial & Insurance Services, LLC is not owned or operated by NYLIFE Securities LLC or its affiliates.

Neither OpenWin Financial & Insurance Services, LLC nor its associates are in the business of offering tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.

For more information about NYLIFE Securities LLC and its investment professionals.

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  • ABOUT
    • Our Team
    • Our Mission
    • Strategic Partnerships
    • Our Process
  • SERVICES
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  • CONTACT US

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